Section
10 of the Rivers and Harbors Act of 1899
That the
creation of any obstruction not affirmatively authorized by Congress,
to the navigable capacity of any of the waters of the United States
is hereby prohibited; and it shall not be lawful to build or commence
the building of any wharf, pier, dolphin, boom, weir, breakwater, bulkhead,
jetty, or other structures in any port, roadstead, haven, harbor, canal,
navigable river or other water of the United States, outside established
harbor lines, or where no harbor lines have been established, except
on plans recommended by the Chief of Engineers and authorized by the
Secretary of War; and it shall not be lawful to excavate or fill, or
in any manner to alter or modify the course, locations condition, or
capacity of, any port, roadstead, haven, harbor, canal, lake, harbor
of refuge, or enclosure within the limits of any break water, or of
the channel of any navigable water of the United States, unless the
work has been recommended by the Chief of Engineers and authorized by
the Secretary of War prior to beginning the same.
Section
404 of the Clean Water Act
The
Secretary may issue permits, after notice and opportunity for public
hearings for the discharge of dredged or fill material into the navigable
waters at specified disposal sites. Not later than the fifteenth day
after the date an applicant submits all the information required to
complete an application for a permit under this subsection, the Secretary
shall publish the notice required by this subsection.
Subject
to subsection (c) of this section, each such disposal site shall be
specified for each such permit by the Secretary
- through
the application of guidelines developed by the Administrator, in conjunction
with the Secretary, which guidelines shall be based upon criteria
comparable to the criteria applicable to the territorial seas, the
contiguous zone, and the ocean under section 403(c), and
- in any
case where such guidelines under clause (1) alone would prohibit the
specification of a site, through the application additionally of the
economic impact of the site on navigation and anchorage.
The Administrator
is authorized to prohibit the specification (including the withdrawal
of specification) of any defined area as a disposal site, and he is
authorized to deny or restrict the use of any defined area for specification
(including the withdrawal of specification) as a disposal site, whenever
he determines, after notice and opportunity for public hearings, that
the discharge of such materials into such area will have an unacceptable
adverse effect on municipal water supplies, shellfish beds and fishery
areas (including spawning and breeding areas), wildlife, or recreational
areas. Before making such determination, the Administrator shall consult
with the Secretary. The Administrator shall set forth in writing and
make public his findings and his reasons for making any determination
under this subsection.
The term "Secretary"
as used in this section means the Secretary of the Army, acting through
the Chief of Engineers.
-
- In
carrying out his functions relating to the discharge of dredged
or fill material under this section, the Secretary may, after
notice of opportunity for public hearing, issue general permits
on a State, regional, or nationwide basis for any category of
activities involving discharges of dredged or fill material if
the Secretary determines that the activities in such category
are similar in nature, will cause only minimal adverse environmental
effects when performed separately, and will have only minimal
cumulative adverse effects on the environment. Any general permit
issued under this subsection shall
- be
based on the guidelines described in subsection (b)(l) of
this section, and
- set
forth the requirements and standards which shall apply to
any activity authorized by such general permit.
- No
general permit issued under this subsection shall be for a period
of more than five years after the date of its issuance and such
general permit may be revoked or modified by the Secretary if,
after opportunity for public hearing, the Secretary determines
that the activities authorized by such general permit have an
adverse impact on the environment or such activities are more
appropriately authorized by individual permits.
-
- Except
as provided in paragraph (2) of this subsection, the discharge
of dredge or fill material -
- from
normal farming, silviculture, and ranching activities such
as plowing, seeding, cultivating, minor drainage, harvesting
for the production of food, fiber, and forest products, or
upland soil and water conservation practices;
- for
the purpose of maintenance, including emergency reconstruction
of recently damaged parts, of currently serviceable structures
such as dikes, dams, levees, groins, riprap, breakwaters,
causeways, and bridge abutments or approaches, and transportation
structures;
- for
the purpose of construction or maintenance of farm or stock
ponds or irrigation ditches, or the maintenance of drainage
ditches;
- for
the purpose of construction of temporary sedimentation basins
on a construction site which does not include placement of
fill material into the navigable waters;
- for
the purpose of construction or maintenance or farm roads or
forest roads, or temporary roads for moving mining equipment,
where such roads are constructed and maintained, in accordance
with best management practices, to assure that flow and circulation
patterns and chemical and biological characteristics of the
navigable waters are not impaired, that the reach of the navigable
waters is not reduced, and that any adverse effect on the
aquatic environment will be otherwise minimized;
- resulting
from any activity with respect to which a State has an approved
program, under section 208(b)(4) which meets the requirements
of subparagraphs (B) and (C) of such section, is not prohibited
by or otherwise subject to regulation under this section or
section 301(a) or 402 of this Act (except for effluent standards
or prohibitions under section 307).
- Any
discharge of dredged or fill material into the navigable waters
incidental to any activity having as its purpose bringing an area
of the navigable waters into a use to which it was not previously
subject, where the flow or circulation of navigable waters may
be impaired or the reach of such waters be reduced, shall be required
to have a permit under this section.
-
- The
Governor of any State desiring to administer its own individual
and general permit program for the discharge of dredged or fill
material into the navigable waters (other than those waters which
are presently used, or are susceptible to use in their natural
condition or by reasonable improvement as a means to transport
interstate or foreign commerce shoreward to their ordinary high
water mark, including all waters which are subject to the ebb
and flow of the tide shoreward to their mean high water mark,
or mean higher high water mark on the west coast, including wetlands
adjacent thereto), within its jurisdiction may submit to the Administrator
a full and complete description of the program it proposes to
establish and administer under State law or under an interstate
compact. In addition, such State shall submit a statement from
the attorney general (or the attorney for those State agencies
which have independent legal counsel), or from the chief legal
officer in the case of an interstate agency, that the laws of
such State, or the interstate compact, as the case may be, provide
adequate authority to carry out the described program.
- Not
later than the tenth day after the date of the receipt of the
program and statement submitted by any State under paragraph (1)
of this subsection, the Administrator shall provide copies of
such program and statement to the Secretary and the Secretary
of the Interior, acting through the Director of the United States
Fish and Wildlife Service.
- No
later than the ninetieth day after the date of the receipt by
the Administrator of the program and statement submitted by any
State, under paragraph (1) of this subsection, the Secretary and
the Secretary of the Interior, acting through the Director of
the United States Fish and Wildlife Service, shall submit any
comments with respect to such program and statement to the Administrator
in writing.
-
- Not
later than the one-hundred-twentieth day after the date of the
receipt by the Administrator of a program and statement submitted
by any State under paragraph (1) of this subsection, the Administrator
shall determine, taking into account any comments submitted by
the Secretary and the Secretary of the Interior, acting through
the Director of the United States Fish and Wildlife Service, pursuant
to subsection (g) of this section, whether such State has the
following authority with respect to the issuance of permits pursuant
to such program:
- To
issue permits which -
- apply,
and assure compliance with, any applicable requirements
of this section, including, but not limited to, the guidelines
established under subsection (b)(l) of this section, and
sections 307 and 403 of this Act;
- are
for fixed terms not exceeding five years; and
- can
be terminated or modified for cause including, but not
limited to, the following:
- violation
of any condition of the permit;
- obtaining
a permit by misrepresentation, or failure to disclose
fully all relevant facts;
- change
in any condition that requires either a temporary
or permanent reduction or elimination of the permitted
discharge.
- To
issue permits which apply, and assure compliance with, all
applicable requirements of section 308 of this Act, or to
inspect, monitor, enter, and require reports to at least the
same extent as required in section 308 of this Act.
- To
assure that the public, and any other State the waters of
which may be affected, receive notice of each application
for a permit and to provide an opportunity for public hearing
before a ruling on each such application.
- To
assure that the Administrator receives notice of each application
(including a copy thereof) for a permit.
- To
assure that any State (other than the permitting State), whose
waters may be affected by the issuance of a permit may submit
written recommendation to the permitting State (and the Administrator)
with respect to any permit application and, if any part of
such written recommendations are not accepted by the permitting
State, that the permitting State will notify such affected
State (and the Administrator) in writing of its failure to
so accept such recommendations together with its reasons for
so doing.
- To
assure that no permit will be issued if, in the judgement
of the Secretary, after consultation with the Secretary of
the department in which the Coast Guard is operating, anchorage
and navigation of any of the navigable waters would be substantially
impaired thereby.
- To
abate violations of the permit or the permit program, including
civil and criminal penalties and other ways and means of enforcement.
- To
assure continued coordination with Federal and Federal-State
water-related planning and review processes.
- If,
with respect to a State program submitted under subsection (g)(l)
of this section, the Administrator determines that such State
-
- has
the authority set forth in paragraph (1) of this subsection,
the Administrator shall approve the program and so notify
(i) such State, and (ii) the Secretary, who upon subsequent
notification from such State that it is administering such
program, shall suspend the issuance of permits under subsections
(a) and (e) of this section for activities with respect to
which a permit may be issued pursuant to such State program;
or
- does
not have the authority set forth in paragraph (1) of this
subsection, the Administrator shall so notify such State,
which notification shall also describe the revisions or modifications
necessary so that such State may resubmit such program for
a determination by the Administrator under this subsection.
- If
the Administrator fails to make a determination with respect to
any program submitted by a State under subsection (g)(l) of this
section within one-hundred-twenty days after the date of the receipt
of such program, such program shall be deemed approved pursuant
to paragraph (2)(A) of this subsection and the Administrator shall
so notify such State and the Secretary who, upon subsequent notification
from such State that it is administering such program, shall suspend
the issuance of permits under subsection (a) and (e) of this section
for activities with respect to which a permit may be issued by
such State.
- After
the Secretary receives notification from the Administrator under
paragraph (2) or (3) of this subsection that a State permit program
has been approved, the Secretary shall transfer any applications
for permits pending before the Secretary for activities with respect
to which a permit may be issued pursuant to such State program
to such State for appropriate action.
- Upon
notification from a State with a permit program approved under
this subsection that such State intends to administer and enforce
the terms and conditions of a general permit issued by the Secretary
under subsection (e) of this section with respect to activities
in such State to which such general permit applies, the Secretary
shall suspend the administration and enforcement of such general
permit with respect to such activities.
- Whenever
the Administrator determines after public hearing that a State is
not administering a program approved under section (h)(2)(A) of this
section, in accordance with this section, including, but not limited
to, the guidelines established under subsection (b)(l) of this section,
the Administrator shall so notify the State, and, if appropriate corrective
action is not taken within a reasonable time, not to exceed ninety
days after the date of the receipt of such notification, the Administrator
shall:
- withdraw
approval of such program until the Administrator determines such
corrective action has been taken, and
- notify
the Secretary that the Secretary shall resume the programs for
the issuance of permits under subsection (a) and (e) of this section
for activities with respect to which the State was issuing permits
and that such authority of the Secretary shall continue in effect
until such time as the Administrator makes the determination described
in clause (1) of this subsection and such State again has an approved
program.
- Each
State which is administering a permit program pursuant to this section
shall transmit to the Administrator
- a
copy of each permit application received by such State and provide
notice to the Administrator of every action related to the consideration
of such permit application, including each permit proposed to
be issued by such State, and
- a
copy of each proposed general permit which such State intends
to issue. Not later than the tenth day after the date of the receipt
of such permit application or such proposed general permit, the
Administrator shall provide copies of such permit application
or such proposed general permit to the Secretary and the Secretary
of the Interior, acting through the Director of the United States
Fish and Wildlife Service. If the Administrator intends to provide
written comments to such State with respect to such permit application
or such proposed general permit, he shall so notify such State
not later than the thirtieth day after the date of the receipt
of such application or such proposed general permit and provide
such written comments to such State, after consideration of any
comments made in writing with respect to such application or such
proposed general permit by the Secretary and the Secretary of
the Interior, acting through the Director of the United States
Fish and Wildlife Service, not later than the ninetieth day after
the date of such receipt. If such State is so notified by the
Administrator, it shall not issue the proposed permit until after
the receipt of such comments from the Administrator, or after
such ninetieth day, whichever first occurs. Such State shall not
issue such proposed permit after such ninetieth day if it has
received such written comments in which the Administrator objects
(A) to the issuance of such proposed permit and such proposed
permit is one that has been submitted to the Administrator pursuant
to subsection (h)(l)(E), or (B) to the issuance of such proposed
permit as being outside the requirements of this section, including,
but not limited to, the guidelines developed under subsection
(b)(l) of this section unless it modified such proposed permit
in accordance with such comments. Whenever the Administrator objects
to the issuance of a permit under the preceding sentence such
written objection shall contain a statement of the reasons for
such objection and the conditions which such permit would include
if it were issued by the Administrator. In any case where the
Administrator objects to the issuance of a permit, on request
of the State, a public hearing shall be held by the Administrator
on such objection. If the State does not resubmit such permit
revised to meet such objection within 30 days after completion
of the hearing or, if no hearing is requested within 90 days after
the date of such objection, the Secretary may issue the permit
pursuant to subsection (a) or (e) of this section, as the cause
may be, for such source in accordance with the guidelines and
requirements of this Act.
- In accordance
with guidelines promulgated pursuant to subsection (i)(2) of section
304 of this Act, the Administrator is authorized to waive the requirements
of subsection (j) of this section at the time of the approval of a
program pursuant to subsection (h)(2)(A) of this section or any category
(including any class, type, or size within such category) of discharge
within the State submitting such program.
- The
Administrator shall promulgate regulations establishing categories
of discharges which he determines shall not be subject to the requirements
of subsection (j) of this section in any State with a program approved
pursuant to subsection (h)(2)(A) of this section. The Administrator
may distinguish among classes, types, and sizes within any category
of discharges.
- Not
later than the ninetieth day after the date on which the Secretary
notifies the Secretary of the Interior, acting through the Director
of the United States Fish and Wildlife Service that
- an
application for a permit under subsection (a) of this section
has been received by the Secretary, or
- the
Secretary proposes to issue a general permit under subsection
(e) of this section, the Secretary of the Interior, acting through
the Director of the United States Fish and Wildlife Service, shall
submit any comments with respect to such application or such proposed
general permit in writing to the Secretary.
- Nothing
in this section shall be construed to limit the authority of the Administrator
to take action pursuant to section 309 of this Act.
- A copy
of each permit application and each permit issued under this section
shall be available to the public. Such permit application or portion
thereof, shall further be available on request for the purpose of
reproduction.
- Compliance
with a permit issued pursuant to this section, including any activity
carried out pursuant to a general permit issued under this section,
shall be deemed compliance, for purposes of sections 309 and 505,
with sections 301, 307, and 403.
- Not
later than the one-hundred-eightieth day after the date of enactment
of this subsection, the Secretary shall enter into agreements with
the Administrator, the Secretaries of the Departments of Agriculture,
Commerce, Interior, and Transportation, and the heads of other appropriate
Federal agencies to minimize, to the maximum extent practicable, duplication,
needless paperwork, and delays in the issuance of permits under this
section. Such agreements shall be developed to assure that, to the
maximum extent practicable, a decision with respect to an application
for a permit under subsection (a) of this section will be made not
later than the ninetieth day after the date the notice of such application
is published under subsection (a) of this section.
- The
discharge of dredged or fill material as part of the construction
of a Federal project specifically authorized by Congress, whether
prior to or on or after the date of enactment of his subsection, is
not prohibited by or otherwise subject to regulation under this section,
or a State program approved under this section, or section 301(a)
or 402 of the Act (except for effluent standards or prohibitions under
section 307), if information on the effects of such discharge, including
consideration of the guidelines developed under subsection (b)(l)
of this section, is included in an environmental impact statement
for such project pursuant to the National Environmental Policy Act
of 1969 and such environmental impact statement has been submitted
to Congress before the actual discharge of dredged or fill material
in connection with the construction of such project and prior to either
authorization of such project or an appropriation of funds for each
construction.
-
- Whenever
on the basis of any information available to him the Secretary
finds that any person is in violation of any condition or limitation
set forth in a permit issued by the Secretary under this section,
the Secretary shall issue an order requiring such persons to comply
with such condition or limitation, or the Secretary shall bring
a civil action in accordance with paragraph (3) of this subsection.
- A
copy of any order issued under this subsection shall be sent immediately
by the Secretary to the State in which the violation occurs and
other affected States. Any order issued under this subsection
shall be by personal service and shall state with reasonable specificity
the nature of the violation, specify a time for compliance, not
to exceed thirty days, which the Secretary determines is reasonable,
taking into account the seriousness of the violation and any good
faith efforts to comply with applicable requirements. In any case
in which an order under this subsection is issued to a corporation,
a copy of such order shall be served on any appropriate corporate
officers.
- The
Secretary is authorized to commence a civil action for appropriate
relief, including a permanent or temporary injunction for any
violation for which he is authorized to issue a compliance order
under paragraph (1) of this subsection. Any action under this
paragraph may be brought in the district court of the United States
for the district in which the defendant is located or resides
or is doing business, and such court shall have jurisdiction to
restrain such violation and to require compliance. Notice of the
commencement of such action shall be given immediately to the
appropriate State.
-
- Any
person who willfully or negligently violates any condition
or limitation in a permit issued by the Secretary under this
section shall be punished by a fine of not less than $2,500
nor more than $25,000 per day of violation, or by imprisonment
for not more than one year, or by both. If the conviction
is for a violation committed after a first conviction of such
person under this paragraph, punishment shall be by fine of
not more than $50,000 per day of violation, or by imprisonment
for not more than two years, or by both.
- For
the purposes of this paragraph, the term "person"
shall mean, in addition to the definition contained in section
502(5) of this Act, any responsible corporate officer.
- Any
person who violates any condition or limitation in a permit issued
by the Secretary under this section, and any person who violates
any order issued by the Secretary under paragraph (1) of this
subsection, shall he subject to a civil penalty not to exceed
$10,000 per day of such violation.
- Nothing
in this section shall preclude or deny the right of any State or interstate
agency to control the discharge of dredged or fill material in any
portion of the navigable waters within the jurisdiction of such State,
including any activity of any Federal agency, and each such agency
shall comply with such State or interstate requirements both substantive
and procedural to control the discharge of dredged or fill material
to the same extent that any person is subject to such requirements.
This section shall not be construed as affecting or impairing the
authority of the Secretary to maintain navigation.
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